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JOHN M SHARTRAND RECOGNIZED BY LPL FINANCIAL FOR EXCEPTIONAL LEADERSHIP

Posted Thursday, April 11, 2019 in Happenings

 

JOHN M SHARTRAND RECOGNIZED

BY LPL FINANCIAL FOR EXCEPTIONAL LEADERSHIP

 

Albany, NY — April 11, 2019 – John M Shartrand, CAP COM Financial Services program manager at CAP COM FCU, was recently honored as a 2019 Program Manager of the Year by LPL Financial, a leader in the retail financial advice market and the leading independent broker/dealer* serving banks and credit unions. Shartrand leads CAP COM Financial Services (CCFS), which focuses on helping members with their financial life management.

 

Shartrand and CAP COM Financial Services were selected from over 240 LPL Financial programs to be honored as a Top Investment Program, based on the investment/wealth management program’s display of innovation, change leadership and execution through partnership.

 

“John has done a remarkable job demonstrating his leadership and commitment to helping clients and members gain access to valuable objective financial advice,” said Arthur Osman, LPL Financial executive vice president, Institution Services Business Consulting. “We are proud to partner with John and CAP COM FCU, and applaud the work they do to make a difference in their member’s financial lives and build value for the services the credit union provides.”

 

“At CAP COM FCU we have a purpose to benefit every member, every time, every day and I have attempted to honor that purpose since joining CAP COM in 1995. Being recognized as a Top Program by LPL is an honor that we feel is a reflection of our clients and our team’s success!” stated Shartrand. “When we are recognized and celebrate our team’s achievement I like to refer to a quote by Director John Huston, ‘I relieve myself from the rigors of directing by casting the movie correctly.’ At CCFS, we have a great cast and crew and I’m fortunate to be part of an outstanding team and great organization!”

 

LPL Financial is the nation’s leading provider of third-party investment services to banks and credit unions, offering insurance and investment services to over 800 banks and credit unions nationwide**. LPL provides personalized support, a robust, integrated technology platform, investment solutions and practice management resources that enable the delivery of objective financial advice.

 

Securities offered through LPL Financial, Member FINRA/SIPC. Financial planning and insurance services offered through CAP COM Financial Services, LLC, a Registered Investment Advisor. CAP COM Financial Services and CAP COM Federal Credit Union are not registered broker dealers and are not affiliated with LPL Financial. The investment products sold through LPL Financial are not insured CAP COM Federal Credit Union deposits and are not NCUA insured. These products are not obligations of CAP COM Federal Credit Union and are not endorsed, recommended or guaranteed by CAP COM Federal Credit Union or any government agency. The value of the investment may fluctuate, the return on the investment is not guaranteed, and loss of principal is possible.

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CAP COM Federal Credit Union is a member-owned financial institution based in the New York’s Capital Region with more than $1.7 billion in assets and 11 branch locations. The credit union is member-driven and focused on superior service, convenient products and competitive rates that help members save money and make life just a little easier. CAP COM offers all the products and services you’d find at a typical financial institution. Visit www.capcomfcu.org to find out more. Federally insured by the National Credit Union Administration. Equal Housing Lender.

LPL Financial (https://www.lpl.com) is a leader in the retail financial advice market and the nation’s largest independent broker-dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions.

 

*Based on total revenues, Financial Planning magazine June 1996-2018
**Source: 2017/2018 Kehrer Bielan TPM Survey. Based on Financial Institution Market Share.
LPL Financial and CAP COM Financial Services are separate entities.


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